PRE IPO/MERGER PLANNING
Entrepreneurs have specific complexities to deal with. Our experience and guidance can help you avoid any missteps when dealing with Incentive and Non-qualified stock option exercise strategies, 83b issues, restricted stock and charitable or estate gifting strategies.

CONCENTRATED STOCK MANAGEMENT
We help manage risk for those clients who have experienced a liquidity event such as an IPO or a merger. We can employ hedging or diversification strategies where appropriate, and we will maintain current filing status with the SEC and corporate counsel. We trade on an agency basis through LPL Financial which eliminates conflicts of interest that can occur when a firm trades for their own profits.

DYNAMIC FINANCIAL PLANNING
The basis of our financial planning consists of outlining your wealth and life goals and providing prudent implementable steps to achieve them. We use Monte-Carlo sensitivity analysis to project the feasibility of various options and to track the continued progress toward our client’s goals.

INTERGENERATIONAL WEALTH TRANSFER
Providing for your heirs during your life and thereafter is important. We will work with our network of legal advisors to establish appropriate trusts, charitable enterprises and gifts that will minimize your estate taxes and maximize your legacy. LPL Financial has an affiliate trust company that can act as trust advisor for your estate or fulfill any other actions performed by a corporate trustee.

EXPERT TRADING
Selling shares of a thinly traded position can be difficult. Our experience and LPL Financial’s access to the complete market on an agency basis provides you a fair trading platform. Our team has the experience and will assist you in implementing a strategy to sell your shares. We have the capability of putting in place a sophisticated yet simple 10b(5)1 selling plan.

GIFTING AND CHARITABLE PLANNING
Your legacy extends beyond your family to your community, your school, your church or other entities you wish to impact. We can help you organize your priorities and gift in the most tax sensitive manner possible. We can help with simple gifting, community foundations, or even Private Family Foundations. We will help you navigate through the confusing array of options and select and implement the right one for your family.

NETWORK OF LEGAL AND TAX ADVISORS
Integrity Capital has the capability to work with your current tax and legal advisors, or to provide you with competent advisors for any specific needs you have. We believe it is important for your financial, tax and legal advisors to operate independently. This provides prudent checks and balances for your tax and legal needs and ensures you receive an unbiased, competent opinion and services.